Event-Based ROC Compliance
Apart from annual filings, companies and LLPs must comply with event-based reporting requirements upon occurrence of specific corporate actions.
Common event-based filings include:
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Change in directors (DIR-12)
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Change in registered office
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Increase in authorized share capital
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Allotment of shares (PAS-3)
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Transfer of shares
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Creation or modification of charge (CHG-1 / CHG-4)
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Alteration of MOA & AOA
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Appointment or resignation of auditor
Each event has prescribed timelines. Delay in reporting may attract additional fees and penalties.
Timely compliance ensures legal validity of corporate actions and avoids regulatory scrutiny.